. Investment Policy Statement Sample
(pdf format - 736 kb)
. Client Information Package
(pdf format - 372 kb)

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WealthMax is a personal retirement and asset allocation planning model designed to provide your clients with a comprehensive approach to planning for their future needs. It was designed to provide you, the financial advisor, with an integrated planning approach that reduces the work involved in developing, monitoring an updating such a plan for your clients. WealthMax is a customized web based software platform that will help you take advantage of exclusive information and research, in order to efficiently manage you client portfolios within the highest industry standards.


WealthMax benefits to Advisors:
  • Sound investment policies based on specific goals and needs, as well as historical and projected asset class returns.
  • Customized asset mix recommendations allowing more time to be spent with clients analyzing needs rather than 'fund picking'.
  • Regulatory compliance and professional ethics built in: An Investment Policy Statement module will focus your investment plan into one summarized document.
  • Client assets can be imported electronically from Winfund back office system into WealthMax; saving time and facilitating updates and follow-up.
  • WealthMax includes an electronic copy of the Asset Allocation Concepts Manual.This manual covers the basics of both strategic and tactical asset allocation, and outlines the financial market hypotheses underlying the benchmark portfolios, asset mix suggestions and custom portfolio process.
  • AssetCounsel documentation on fund selection criteria and methodology for model portfolios in WealthMax.

WealthMax benefits to Clients:
  • Easy to understand retirement scenario analysis, complete with controllable assumptions allowing "what if " scenarios.
  • Risk profile questionnaire in five easy steps using a unique Investor Decision Grid. A visually stimulating approach to profiling investors.
  • WealthMax is perceived to be as unbiased, objective and independent in the eyes of the advisor and client and not viewed as favouring one fund company over another. Advisor is putting the client first.
  • Investment Policy Statement:
    • Is well written in simple easy to understand language. Graphics are clear and uncluttered.
    • Can be customized to suit complexity and knowledge level of client.
    • Is the right method to keep portfolios on its long-term track.